HOW AN INVESTMENT CLUB WORKS IN ZAMBIA: CLUB ADMINISTRATION TIPS FOR INVESTMENT CLUBS IN ZAMBIA

 


The objectives of an investment club are threesome, which is; Education; Networking; and Investments. For an investment club to meet there objectives, these are some guidelines which need to be in place. These are the conditions that are met and basic rules that are followed. Each member of the investment club needs to be certain of these, and if the members are not disciplined, and do not follow them, then the likelihood of having a successful investment club will be slim.


 

Networking/Meeting

“the most successful clubs are made of self-driven members”

-Rwoth Ramogi

An Investments Club is a member organization that facilitates an environment where members can develop a better understanding of investment strategies while interacting with professionals in the investment community. The interaction, or networking, is achieved through various structures as below:

$       Membership

£        Recruitment Strategy

An investment club is only as strong as its membership. The members should be responsible, reliable people who are eager to learn. After knowing what it is I want my club to do and what type of legal structure I want for it, then I will embark on recruiting members. This is the first step towards officially starting my investment club. Prior to my first meeting with those people interested in joining my investment club I should provide them with information about the club. This includes letting them know what the club is going to be about and how it should be run. As founder, or founders, we do have a choice as to who we invite in to the club. Discrimination laws notwithstanding, founders can set out specific parameters which potential members have to meet in order to ensure the right mix.

I should not be too concerned if the majority of the people who have expressed an interest in joining my club are all new to the stock market, or investment arena. In fact, this can be a good thing that my club is composed of people who have no real expertise in the market. People who have prior experience with the stock market may quickly become frustrated dealing with amateurs. I should not be worried about being part of a group of people that have no experience since there are many resources that are available to help us learn about investing.

The ideal membership would comprise a few analytical minds, a good accountant, an experienced captain at the helm, and IT whiz and a good administrator. An enthusiastic core membership with the ability and desire to achieve a common goal will take our club a long way.

Partners ought to be permitted to invite guests to attend regularly scheduled meetings. Further, the guests are required to actively participate in discussions and activities for one month before consideration is given to adding the guest to the Investment Club. Most investment clubs have a limited number of members, and should the limit be reached, and other interested parties wish to join; a waiting list will of prospective Partners shall be maintained.  The acceptance of a new partner requires a vote that achieves two-thirds simple and weighted majority in favor of adding that partner.

Further, while recruiting, I need to appreciate the need for a particular size of the investment club. Studies show that a good size for an investment club is approximately 12 to 18 members. I will aim to form a club with roughly 12 to 18 members, give or take a few. Too few and I may have trouble accumulating funds to invest. Too many and I will have trouble having quality discussions and finding a place to meet. A number below 20 allows the possibility to register as a limited partnership, which by law, cannot be over 20 members. When I limit the size of the club to this many members I am still small enough to hold meetings in member’s homes.

Further, an investment club should avoid personal disagreements which most likely sprout out of romantic relationships gone sour; rather, it should have spouses, or those in a committed relationship, like engaged partners.

I will need to find members to join my investment club and I can achieve this in three ways.

$        Friends/Discipleship: I should start talking with friends and see who's interested. If I have one or two friends who have shown a mutual interest in the stock market or bond market I can approach them to join my investing club. It is best to gather a variety of people who will bring to the club a variety of interests, experiences, and perspectives. Once I find a few interested friends, I will let them invite a few of their own friends; this is discipleship.

$        Word-of-mouth: Word-of-mouth, regarded as one of the best forms of marketing, should soon see potential members eagerly offering their resources, particularly after the word is out that we have managed to complete a profitable trade, or even based on the idea.

$        Advertisements: I can find other people who are interested in joining in my investment club by advertising in the newspaper or by posting notices on community bulletin boards. The important thing to remember is that I want to attract people who have an interest in learning more about the stock market while they invest small amounts of money. 

£        Registration 

After recruitment, the next stage is the registration of the members who are interested. This allows the club secretary to take email address and contact details for communication purposes.  Every prospective individual also get a membership card.

£        Application Form/ Member Interests List

Further, there should be an application form that all members must fill out in order to gain some information on the background and experience of members. There should be made by the secretary a list of member interests and expertise. This is important so that as we begin hunting for companies in which to invest, everyone gets to choose an industry of interest to him. This helps in creating competitive advantages since people will carry out tasks in the club according to their strengths, and not weaknesses. As Peter Lynch likes to point out, it is a great strategy to ‘buy what you know.’ It is probably best restated as ‘research what you know.’ If a member is in the chemical business, she might volunteer to look into companies in that industry, choosing a few for a close look. If a member is an avid golfer, she might look into golf-related companies. It is a good idea to make a list of the industries with which my club members are familiar.

However, it is important for the members to be humble, even though experts. Experts need to be humble, since we come together to do things which we could not do alone.

£        Additional Recruitment of New Members

The recruitment or selection of a new member is conditional upon there being no objection from a member at the meeting at which the application is considered. The club reserves the right to refuse admission to any person without giving a reason. On admission to the club, a new member will sign an agreement accepting all responsibilities associated with membership. The new member should pay the initial lump-sum subscription and the first month's subscription. These sums will purchase for the new member a number of units calculated according to club rules and the unit value prevailing at the time of joining.

£        Withdrawal of Membership

A member should cease to be a member of the club as per the constitution or club agreement and by-laws. If a member should die or cease to be a member for any reason, the club should pay to the member or to persons entitled by law an amount equal to the member's share in the assets of the club.

Resignation of membership must be submitted in writing to the Chairperson, Finance Officer or Secretary before the monthly meeting at which the resignation is to take effect. Members leaving the club, whether by resignation or as the result of termination of membership, should sell back to the club their entire holding of units.  The amount to be paid to a member leaving the club should be calculated by multiplying the total number of units held by the member by the unit value declared by the Finance Officer at the club meeting at which the resignation became effective, subject to deduction of club brokerage if such should be in force at that time and any legal fees incurred by the club in connection with the withdrawal of the member. Any surplus cash held to the member's credit will be added. Payment to the member who has left the club should be made as soon as possible.


 

$       Club Fees

Investments Club membership should have a cost, depending on the club membership agreement. The costs may be different depending on the types of members.

        Joining Fees/Subscription

An investment club should have joining fees which act as commitment fees. It also helps in the opening of brokerage accounts, bank account, registration of the investment club and obtaining trading licenses. The joining fee also buys a number of Units of shares. Receipts are issued for all the monies received.

        Monthly Investment Fees

Club members should be committed to paying monthly investment fees. Members should come to a mutual agreement upon how much money they are each going to contribute each month for purpose of saving-2-invest. This amount should not be as high in the beginning, but it is related of the final dream of the club. Members can always increase the amount at a later date. The club should allow members to contribute more than the monthly minimum if they so desire.

Each member's investment fees will purchase for that member an appropriate number of units according to the unit value declared at the monthly meeting preceding the date when the subscription was paid, subject to club brokerage if such should be in force at the time.

It is important to note that no member should have over 25% of clubs ownership. If any members’ assets become greater than 25% of the total assets of the club, the member should cease contributions until the value of those assets are below 25% of the total assets of the club.

If the investment club is a company, the investment fee is recorded as investing capital in the cash flow, whereas in clubs which operate as partnerships, associations, business names with constitutions, and cooperatives, the monthly contribution purchases additional shares right away and share certificates issued. The investment club operating as a company can also issue unpaid shares, and then the members purchase them through the monthly contributions. In the alternative, partnerships can issue units points, and members purchase the same at a certain value, based on the asset base/net asset value (NAV).

        Monthly Dues

The club should also have monthly dues to help to pay for events that we attend; gifts for guest speakers, social meetings, registration fees of the club; and minor overhead expenses. This also covers subscription to associations, magazines, or purchase of reading materials, and networking events payments.


 

$       Meetings

“Eighty percent of success is showing up.”

-Woody Allen

£        The Four Types of Meetings

An investment club has several types of meetings, depending on the structure of the club. These meetings serve as networking fora, learning/education classes, and also an occasion and venue for members to contribute for purchasing stocks, mutual funds or other types of investments.

As a requirement, investment clubs are filled with active participation. From researching stocks and companies to seeking out asset management software and recruiting new members to the group, they are not only a sink of money but also of time. Everything is shared-from research to investment choices to successes and failures. The investment club will take my money and use it to make more money for me. As club members, we agree on financial strategy and mutual financial objectives that are strictly adhered to. This makes it easier to select opportunities that are right for the club. The club hence serves to pique the interest of members with regard to investments, the world of finance, and the current events in the world around them. The club also emphasizes cross-disciplinary skills such as research, report writing, leadership skills development and public speaking.  In addition, club involvement also leads to an increasing financial awareness related to common sense saving, budgeting; long-range planning, social networking and goal setting that will benefit the club members in the future.

It is important that members of the group are able to attend all meetings, and they are part of the decision making process. If the group decision is held up because some members do not attend regularly, the endeavors of the investment group are jeopardized. For this reason,

there should be fines for those who do not attend with no prior notice, and or valid reasons.

At a minimum, a club should have the following meetings:

£        Weekly Meetings

The club should meet for an average of two hours every week. These are social networking and education meetings. Every meeting discusses matters of business and finance, and other important human development skills of leadership and effective communication.  Such weekly meetings should cover two major topical areas of Personal Branding and financial literacy, as below:

Personal Branding/Self-Help Training: Personal Branding is the greatest form of investment, involves engaging in activities which enable me to identify & develop my talents and skills; realize my potential; and achieve my dreams & aspirations so as to enhance the quality of my life and contribute to the community. Two guides to Personal Branding are Rwoth Ramogi’s The Gift of E11even Moves to Make Me Wealthy, which teaches me the eleven areas that I need to develop to enjoy the complete and wealthy lifestyle, which are health, relationships, riches/money, career, adventure, happiness, dreams & goals, positive attitude, controlling the day, helping people and being peaceful); and Talanta: Rwoth Ramogi’s Guide to Identifying, Developing & Selling My Talent & Career Skills. The life skills imbibed are an essential ingredient for professional and personal success.

Investment/Financial Literacy Training: Financial literacy is the financial knowledge that enables the club to confidently make informed and effective decisions on how to acquire, manage and use money. The knowledge includes both information and experience. My child has to get as much financial information, which can be in any of the three ways of getting education, that is, through formal education, apprenticeship or personal reading and self-coaching; and he has to amass experience and horn his skills by applying the information he so learns in daily experiences. This mix of information and experience is what creates true knowledge. Other topics that speakers should discuss include Current Market Conditions, Market Forecasts, Investing Strategies and Investment Analysis and Entrepreneurship.

£        Monthly Meetings

These meetings serve as an occasion for members to contribute to their monetary fund, which is intended for paying for stocks and shares, mutual money as well as other kinds of feasible investments. These meetings also serve to review club’s investment portfolio and discuss further purchases/sales, the stock market in general as well as debate new companies.

        Special Events Meetings

These are special events meetings called upon to discuss urgent issues, or when there is an important guest in town that the club invites to talk to them. The special events meetings may also be held to welcome new members. These meetings are also when the members to help the needy and sick in the community through charity work and contributions.

        Annual Club Meetings

At each annual general meeting, a statement of account should be given by the Finance Officer, together with the report of the auditors. The Finance Officers report should include a full record of the clubs income and expenditure; a list of the clubs assets together with it is end -of -year valuation; also a capital account for each member showing his/her total contributions and drawings together with the current value of his/her holding. At these meetings, a report is given of investment club activities, investment transactions, performance analysis, portfolio management and lessons learnt and threats faced, opportunities for growth and weaknesses.

£        Meeting Times & Place (Office)

An investment club needs to agree on a regular meeting time, place, length, and format of the meeting. One reason to try and keep a club size to limited members is that it permits meetings to be held in living rooms. Another possibility is to seek out some other space, like a local library or church. A coffeehouse might also work. Further, perhaps a member has an available meeting room at his workplace. The club members then will decide when to meet, and how often. Most clubs meet once a month. This will help members keep meetings running efficiently and prevent someone's report from going on for an hour and dragging things out too long. Most meetings will probably last between one and two hours.

All members should agree on;

¥       The days and time that we will meet (most investment clubs meet once each month),

¥       The place for meetings,

¥       The length of the meetings (most meetings last about two to three hours),

¥       The organizational format that each meeting is going to take/conduct of business at meetings.

Whereas it is important for the club to own its premises, this will have diminishing, and even negative effects on the income statement, and clubs cashlow, and ultimately, on the balance sheet, unless the office earn money for itself. Consequently, clubs are advised to have as their office a venue that can also be hired out, or as art of the investment club’s business premise. 

£        Conduct of Business at Meetings

The affairs of the club should be conducted in accordance with the letter and spirit of the constitution/agreement laid down by members. In order to operate an investment club, business must be conducted in an orderly fashion. The level of formality will vary based on the club type (see club types). 

Club members should communicate on a regular basis. Part of the experience of starting an investment club is getting together to enjoy similar interests and goals. The importance of good communication between members of the group cannot be stressed enough. A typical club will have informal channels of communication via mailing lists, twitter accounts or message boards. In additional to the informal channels of communication, an investment club must set up formal channels of communication to conduct business. Typically, this is done with monthly meetings. Typical meeting agendas include all the normal activities that the members would expect in an organization with elected officials.

A typical meeting agenda is as below.

1.     Welcome Remarks: Welcoming of all members and visitors attending by the chairman of the meeting; this may include prayer

2.     Preliminaries/Old Business: Secretary reporting on apologies;  reading last meetings minutes and asking for ratification of the same; reporting on any unfinished business from the previous meeting; reporting on assignments; and reporting on all voted decisions from the previous meeting.

3.     Investment Agenda: Net Asset Value (NAV) presentation by the finance secretary, indicating what each club member is worth on paper; presentation of Available Funds to invest; Voting to hold cash, sell current assets or invest in the chosen investment options, specifying an exact amount to invest and strategy to execute that investment.

4.     Learning Agenda: Presentation of Current Research, by the members on their pre-assigned reading; presentation of research by invited guest speakers; presentation of lessons learnt on a previous site visit; or watching an educational audio-visual presentation.

5.     Networking: Presentation on networking events engaged in during the previous week; discussion of possible networking events; or engagement in a networking event.

6.     Any Other Business: Discussion of matters not indicated in the agenda, or matters for tabling in the next meeting as agenda; or other issues not directly related to education, learning or networking. This could also include options to change a brokerage house, or discussions of counter party risk.

7.     Formal Close of Meeting.


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ZANAICA is promoted and hosted by Twende, an on-demand platform and Zambia’s first superapp, that also offers motorcycles (bodabodas) and tricycles (tuktuks), on lease to own, hire purchase model. Twende promotes investment clubs as an initiative to promote savings and investment culture in Zambia. To get free investment club training, do not hesitate to contact us on facebook at
https://wa.me/+254103242604, or https://chat.whatsapp.com/HNosGG0OmdWHvXnFHVSLoh or email us at zanaica@twende.store or visit Twende offices at Manda Hill, Plot 271/C.

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